FINANCIAL INDUSTRY REGULATORY AUTHORITY (FINRA)

Accenture

Financial Industry Regulatory Authority (FINRA)

Financial Industry Regulatory Authority (FINRA) Authors

Lisa Bloomberg

Principal Director – Strategy & Consulting

Regulatory Compliance Team

Accenture Regulatory Compliance Team, Finance & Risk Practice

Venetia Woo

Principal Director – Strategy & Consulting

Aaron Mendelsohn

Principal Director, Risk & Compliance