Australian Prudential Regulation Authority (APRA)
Financial Industry Regulatory Authority (FINRA)
Federal Reserve
Financial Conduct Authority (FCA)
Prudential Regulation Authority (PRA)
Insurance Europe (IE)
European Commission
Securities and Exchange Commission (SEC)
European Securities and Markets Authority (ESMA)
Financial Industry Regulatory Authority (FINRA)
Federal Reserve
Financial Conduct Authority (FCA)
Prudential Regulation Authority (PRA)
Insurance Europe (IE)
European Commission
Securities and Exchange Commission (SEC)
European Securities and Markets Authority (ESMA)
SEC Division of Examinations Issues 2022 Priorities
On March 30th, 2022, the Securities and Exchange Commission’s Division of Examinations (SEC) announced its 2022 examination priorities. The focus in 2022 will be on Private Funds and Registered Invest...
Risk and Compliance: Partnership with First Line to Manage Emerging Technology Risk
In our last blog, we discussed how businesses and their first line control partners should proactively manage risk as part of a successful transition to cloud and new technology implementation. The em...
Re-Imagining Governance, Risk Management and Compliance with Cognitive Technologies
Accenture frequently partners with leading innovative solution providers, such as 4CRisk, to bring the best technology and business solutions to our clients. 4CRisk.ai provides advanced AI Solutions f...
Another U.S. Regulator is coming after Companies for Data Privacy and Security Violations: The Federal Trade Commission Tries to Up the Ante
On December 10, 2021, the Federal Trade Commission (FTC) issued a Notice that it was “considering initiating a rulemaking” in February 2022 that would empower the agency to take punitive action agains...
Collaborating to Meet the Challenges of ESG
The past year has seen extraordinary growth and positive developments in environmental, social, and governance (ESG) compliance. One of the most surprising of these is that traditional rivals are now...
Building an Analytics Driven Approach to Human Capital Risk Management
In earlier blogs, human capital risk was defined as the risk inherent in an organization and workforce. Broadly, this risk includes risk factors emanating from people behavior, organizational culture ...
Technology Risk Function of the Future
Organizations have made significant progress in technology and cybersecurity over the past years, as reflected by the drop of 27% in the number of successful breaches in 2021, but cyber threats are gr...
ESG Regulatory Newsletter: April 2022
Welcome to the North America ESG Regulatory Newsletter! The goal of this newsletter is to inform practitioners about current and upcoming ESG regulations, and to provide other information helpful to n...
Agile Risk Management in an evolving technology environment: Impacts to the first line
Risk considerations during strategic planning Organizations need to consider and reassess risk throughout the strategic planning and Agile development lifecycle to /monitor the risks posed by adopting...
With an eye on the future, Canada’s Prudential Regulator Advances its Climate Risk Agenda
Canada has taken a significant step towards the inclusion of climate risk in its oversight of systemic risks affecting the Canadian financial system. On May 26, the Office of the Superintendent of Fin...
